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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-05-26
TX RA APPROVED_RES 2003-04-01
  • TN RA
    APPROVED
    Since 2004-05-26
  • TX RA
    APPROVED_RES
    Since 2003-04-01

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Nashville TN 07/1996 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 07/1996 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-10-24
  • S66 Uniform Combined State Law Examination
    1997-10-24
Other Names
  • Patsy J Bass

View on SEC IAPD

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