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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-02-23 |
| IL | RA | APPROVED | 2023-01-31 |
| VA | RA | APPROVED | 2022-09-14 |
| ME | RA | APPROVED | 2022-01-03 |
| NC | RA | APPROVED | 2020-10-09 |
| GA | RA | APPROVED | 2019-10-17 |
| CT | RA | APPROVED | 2018-07-13 |
| RI | RA | APPROVED | 2015-09-17 |
| FL | RA | APPROVED | 2015-08-17 |
| NH | RA | APPROVED | 2007-03-27 |
Branch Locations
1999 Centre Street, W. Roxbury, MA 02132 • United States
1 Citizens Bank Way, Johnston, RI 02919 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | Chestnut Hill | MA | 07/1997 | Present |
| Citizens Bank Mass | Boston | MA | 03/1997 | Present |
OWNER - LANDLORD OF 2 FAMILY HOUSE LOCATED AT 79 HAMPSTEAD RD., JAMAICA PLAIN, MA 02130. ANNUAL RENTAL INCOME $43,000. TIME DEVOTED 3/HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-19 |
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