Frederick James Gillis

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Boston, MA
• 01/2008 → 03/2017
  Wells Fargo Clearing Services, Llc
  Boston, MA
• 03/2017 → 09/2018
  Investment Professionals, Inc.
  Roslindale, MA
• 06/2018 → 08/2023
  Ameriprise Financial Services, Inc
  Roslindale, MA
• 08/2023 → Present
  Mml Investors Services, Llc
  Boston, MA
• 08/2023 → Present
  Massmutual Life Insurance Co
  Boston, MA

Previous Registrations

• 2018-06-22 → 2023-08-31
  Ameriprise Financial Services, Llc
  Roslindale, MA
  Charlestown, MA
  West Roxbury, MA
  Jamaica Plain, MA
  Roslindale, MA
  Hicksville, NY
• 2017-03-06 → 2018-09-24
  Investment Professionals, Inc.
  San Antonio, TX
  Roslindale, MA
  Danville, KY
• 2008-01-01 → 2017-03-06
  Wells Fargo Clearing Services, Llc
  Boston, MA
  Boston, MA
  Boston, MA
• 2004-03-31 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Boston, MA
  Boston, MA
  St. Louis, MO

Other Businesses

Name: The Kraft Group Inv rel: N Add: One Patriot Place, Foxborough, MA 02035 Nature: Part time employee for event venue Position: Security Start date: 07/07/2025 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: To observe and make sure that the patrons of events at Gillette Stadium are safe and within rules.

Exams

• S66 Uniform Combined State Law Examination
  2004-03-08
• S63 Uniform Securities Agent State Law Examination
  1996-02-09

Other Names

• Frederick James Iii Gillis
• Frederick James Gillis
• Frederick James Gillis