Francis Joseph Mcnamara

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 12/2018
  Foresters Financial Services, Inc.
  Edison, NJ
• 03/2020 → 08/2021
  The Leaders Group, Inc.
  Littleton, CO
• 09/2019 → 08/2021
  Wealthvest Marketing, Inc.
  Bozeman, MT
• 01/2019 → 09/2019
  Unemployed
  Cohasset, MA
• 08/2021 → Present
  Lpl Financial Llc
  West Roxbury, MA
• 08/2021 → Present
  Rockland Trust
  West Roxbury, MA

Previous Registrations

• 2005-11-14 → 2007-01-25
  John Hancock Investment Management Llc
  Boston, MA
• 2005-11-14 → 2007-01-25
  Manulife Investment Management (Us) Llc
  Boston, MA

Other Businesses

1) 8/2021- Rockland Trust Financial Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s) 2) 08/27/2021 - Broker Services Marketing Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 08/24/2021 - 10 Hours Per Month/10 Hours During Securities Trading. 3) 10/04/2021 - Rockland Trust Investment Management Group - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 08/24/2021 - 20 Hours Per Month/20 Hours During Securities Trading. 4) 09/08/2021 - RT Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/24/2021 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-11-07

Other Names

• Francis Mcnamara
• Frank Mcnamara
• Frank Joseph Mcnamara