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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-10-06
  • MA RA
    APPROVED
    Since 2021-10-06

Branch Locations

1920 Centre St., West Roxbury, MA 02132 • United States

1065 Truman Pkwy, Hyde Park, MA 02136 • United States

480 Adams St, Milton, MA 02186 • United States

61 Lenox Street, Norwood, MA 02062 • United States

749 Providence Hwy, Dedham, MA 02026 • United States

171 University Ave, Westwood, MA 02090 • United States

1196 River St., Hyde Park, MA 02136 • United States

515 Centre St, Jamaica Plain, MA 02130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services, Inc. Edison NJ 01/2016 12/2018
The Leaders Group, Inc. Littleton CO 03/2020 08/2021
Wealthvest Marketing, Inc. Bozeman MT 09/2019 08/2021
Unemployed Cohasset MA 01/2019 09/2019
Lpl Financial Llc West Roxbury MA 08/2021 Present
Rockland Trust West Roxbury MA 08/2021 Present
  • 01/2016 → 12/2018
    Foresters Financial Services, Inc.
    Edison, NJ
  • 03/2020 → 08/2021
    The Leaders Group, Inc.
    Littleton, CO
  • 09/2019 → 08/2021
    Wealthvest Marketing, Inc.
    Bozeman, MT
  • 01/2019 → 09/2019
    Unemployed
    Cohasset, MA
  • 08/2021 → Present
    West Roxbury, MA
  • 08/2021 → Present
    Rockland Trust
    West Roxbury, MA
Previous Registrations
Other Businesses

1) 8/2021- Rockland Trust Financial Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s) 2) 08/27/2021 - Broker Services Marketing Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 08/24/2021 - 10 Hours Per Month/10 Hours During Securities Trading. 3) 10/04/2021 - Rockland Trust Investment Management Group - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 08/24/2021 - 20 Hours Per Month/20 Hours During Securities Trading. 4) 09/08/2021 - RT Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/24/2021 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-07
  • S66 Uniform Combined State Law Examination
    2005-11-07
Other Names
  • Francis Mcnamara
  • Frank Mcnamara
  • Frank Joseph Mcnamara

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