Bradley Aaron Williams

Current Employers

Employment History

• 09/2005 → 06/2017
  Ameriprise Financial Services, Inc.
  Raleigh, NC
• 06/2017 → Present
  Lpl Financial Llc
  Raleigh, NC
• 06/2017 → Present
  Independent Advisor Alliance, Llc
  Raleigh, NC

Previous Registrations

• 2001-12-31 → 2017-06-15
  Ameriprise Financial Services, Llc
  Raleigh, NC
  Raleigh, NC

Other Businesses

1)6/14/17- Lipson, Williams, Perry & Kaptanoglu, LLC- Business Entity For Tax/Investment Purposes Only- Inv-Related- Raleigh, NC- start date 6/15/17- 10% 2) 6/22/2017 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/15/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Aliance, an independent investment advisor firm. I started this business activity on 6/22/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 10/19/2018 - The Milner Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started Non-Variable Insurance - Managing Partner - 1 Hour Per Month During Securities Trading. 4) 3/24/2020 - Socratic Better Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/19/2020 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-07-25
• S65 Uniform Investment Adviser Law Examination
  1997-07-25

Designations

Other Names

• Brad Williams