Michael Craig Carr

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-06-12
FL	RA	APPROVED	2015-08-21

TX RA
APPROVED_RES

Since 2018-06-12
FL RA
APPROVED

Since 2015-08-21

Branch Locations

4313 Nw 8Th Avenue Suite 10, Gainsville, FL 32605-4777 • United States

Gainesville, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Gainsville	FL	08/2015	Present

08/2015 → Present

Ubs Financial Services Inc.

Gainsville, FL

Previous Registrations

1997-09-11 → 2015-08-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gainesville, FL

Gainesville, FL

Other Businesses

8/24/18 CLimb For Cancer Foundation 5745 SW 75th St Gainesville,FL 32608 Foundation Health Care & Pharmaceuticals Fund raising for cancer patients and family Member of Board of directors TNC Siesta LLC, Partner, start date-4/12/2019, SarasotaFL United States-34242.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-09-25

S66 Uniform Combined State Law Examination

1997-09-25

Other Names

Michael C Carr

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews