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Laura M Rosenzweig

Ameriprise Financial Services, LLC

Boca Raton, FL

Sunrise, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-17
FL RA APPROVED 2019-11-22
  • TX RA
    APPROVED_RES
    Since 2025-09-17
  • FL RA
    APPROVED
    Since 2019-11-22

Branch Locations

5200 Town Center Cir Ste 600, Boca Raton, FL 33486-1045 • United States

Sunrise, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Ft. Lauderdale FL 04/2007 08/2019
Morgan Stanley Smith Barney Ft. Lauderdale FL 06/2009 08/2019
Raymond James & Associates, Inc Boca Raton FL 08/2019 11/2019
Ameriprise Financial Services, Inc Boca Raton FL 11/2019 03/2020
Ameriprise Financial Services, Llc Boca Raton FL 03/2020 Present
  • 04/2007 → 08/2019
    Morgan Stanley & Co., Incorporated
    Ft. Lauderdale, FL
  • 06/2009 → 08/2019
    Morgan Stanley Smith Barney
    Ft. Lauderdale, FL
  • 08/2019 → 11/2019
    Raymond James & Associates, Inc
    Boca Raton, FL
  • 11/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Boca Raton, FL
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-19
S63 Uniform Securities Agent State Law Examination 2006-12-11
  • S66 Uniform Combined State Law Examination
    2008-05-19
  • S63 Uniform Securities Agent State Law Examination
    2006-12-11

View on SEC IAPD

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
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