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Inactive

Adam H Katz

Corient

New York, NY

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-12-12
TX RA APPROVED 2022-12-12
  • NY RA
    APPROVED
    Since 2022-12-12
  • TX RA
    APPROVED
    Since 2022-12-12

Branch Locations

101 Park Ave Suite 3100, New York, NY 10178 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. New York NY 06/2011 06/2018
Kore Private Wealth, Llc New York NY 06/2018 03/2023
Corient New York NY 11/2022 Present
Corient Services Llc Miami FL 07/2023 Present
Cipw Service Company, Llc Toronto 11/2022 07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/1998 06/2018
  • 06/2011 → 06/2018
    Bank Of America, N.A.
    New York, NY
  • 06/2018 → 03/2023
    Kore Private Wealth, Llc
    New York, NY
  • 11/2022 → Present
    Corient
    New York, NY
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
  • 11/2022 → 07/2023
    Cipw Service Company, Llc
    Toronto
  • 07/1998 → 06/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-27
S63 Uniform Securities Agent State Law Examination 1999-04-26
  • S65 Uniform Investment Adviser Law Examination
    2004-12-27
  • S63 Uniform Securities Agent State Law Examination
    1999-04-26
Other Names
  • Adam Howard Katz

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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