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Umb Financial Services, Inc. CRD 17073
$5.04M regulatory AUM 2,110 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2010-05-07 |
| MO | RA | APPROVED | 2010-05-07 |
Branch Locations
101 N. High Street, Belleville, IL 62220-1484 • United States
4200 W 115Th Street, Leawood, KS 66211 • United States
Swansea, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umb Bank | Belleville | IL | 11/1990 | Present |
| Umb Financial Services Inc | Belleville | IL | 07/1997 | Present |
1) Belleville Oktoberfest, non profit, secretary, all volunteer approx 40 hours per year, 0 comp 2) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 11/30/1990, 8 hours per month allocated to UMB Bank during normal business hours 3) Carrington Place Homeowners Asso, Treasurer, Volunteer, 0 comp
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-06 |
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