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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-07-20 |
| NJ | RA | APPROVED | 2007-04-10 |
| PA | RA | APPROVED | 2003-07-23 |
| DE | RA | APPROVED | 2000-02-18 |
Branch Locations
625 Barksdale Rd Ste 105, Newark, DE 19711-4535 • United States
Oxford, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Newark | DE | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Newark | DE | 03/2020 | Present |
Real Estate Ownership; Commercial; 625 Barksdale Rd, Suite 105, Newark, DE, 19711; Not Investment-Related; 12/31/2012. Business Ownership; Allen Properties, LLC; ; I have set up an LLC to manage the property that I currently use for my AMP practice; 105 Barksdale Professional CenterNewark, DE 19711, ,; ; 01/01/2013; 10 to 19 hours per month; . Board of Directors; Oxford Presbyterian Church; Finance Committee Member; 6 Pine Street, , Oxford, PA, 19363; Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-04 |
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