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Current Employers
Amb Wealth, Llc

135 South Madison Street, Thomasville, GA 31792 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-04-21
FL RA APPROVED 2018-06-27
MD RA APPROVED 2018-05-03
GA RA APPROVED 2018-02-22
  • VA RA
    APPROVED
    Since 2026-04-21
  • FL RA
    APPROVED
    Since 2018-06-27
  • MD RA
    APPROVED
    Since 2018-05-03
  • GA RA
    APPROVED
    Since 2018-02-22

Branch Locations

135 South Madison Street, Thomasville, GA 31792 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen, Mooney And Barnes Brokerage Services Thomasville GA 03/2007 Present
Allen, Mooney And Barnes Investment Advisors Thomasville GA 11/2004 Present
  • 03/2007 → Present
    Allen, Mooney And Barnes Brokerage Services
    Thomasville, GA
  • 11/2004 → Present
    Allen, Mooney And Barnes Investment Advisors
    Thomasville, GA
Previous Registrations
Other Businesses

1) Licensed Insurance Agent: Non-variable insurance / investment related; 1 hour monthly and during market trading hours; Start date: 03.05.2004 2) FAIM Investments LLC; non-investment related; minority owner. LLC is the parent company of the AMB affiliated companies; 4 hours dedicated monthly - all of which could be during market hours; Start date: 10.2011. 3) Trustee - Life Insurance Policies; Certain clients; non-investment related; ensure policy actions are taken; 1 hour dedicated and during market hours; Start date: 10.2012 4) Thomas County Veterans Museum Board; Treasurer; non-investment related; 1 hour dedicated with no hours during market hours; Start date: 01.2024. 5) South GA Realty Investment LLC; Owner/Managing Member; non-investment related; ownership in land; 0 hours dedicated to activity on a monthly basis; Start Date: 03.2018 6) Port City Hospitality LLC; Owner/Managing Member; non-investment related; ownership in hotel; 1 hours dedicated to activity on a monthly basis with 0 hours during market hours; Start date: 06.2023. 7) Marriott Hotel Thomasville (LLC); Owner/Managing Member; non-investment related; ownership in hotel; 1-3 hours dedicated to activity on a monthly basis with 0 hours during market hours; Start Date: 03.2018. 8) Madison Investment Partners LLC; Owner/Member: non-investment related; ownership in buildings of the AMB businesses; 0 hours dedicated to activity on a monthly basis; Start Date: 10.2011 9) Lake City Hospitality LLC; Owner/Managing Member; non-investment related; ownership in hotel; 1 hours dedicated to activity on a monthly basis with 0 hours during market hours; Start date: 06.2024. 10) Coweta Hospitality LLC; Owner/Managing Member; non-investment related; ownership in hotel; 1 hours dedicated to activity on a monthly basis with 0 hours during market hours; Start date: 01.2025. 11) 15208 Jarrettsville Pike LLC; Managing Member; non-investment related; entity for facilitation of real estate transaction; 1 hour dedicated to activity on a monthly basis and during market hours; Start Date: 08.03.2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-04
S63 Uniform Securities Agent State Law Examination 1997-08-15
  • S65 Uniform Investment Adviser Law Examination
    2001-04-04
  • S63 Uniform Securities Agent State Law Examination
    1997-08-15

View on SEC IAPD

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