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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-12-18
IA RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2017-12-18
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

1580 Mall Dr, Iowa City, IA 52240 • United States

1205 A Avenue E, Oskaloosa, IA 52577 • United States

Iowa City, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Iowa City IA 09/2005 03/2020
Ameriprise Financial Services, Llc Iowa City IA 03/2020 Present
Other Businesses

Business Ownership; Real Money Inc; member; S-Corp; 1580 Mall Drive, , Iowa City, IA, 52240; Not Investment-Related; 12/15/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; St Marks United Methodist Church; Executive Council; 2675 E Washington StIowa City, IA 52245, ,; Not Investment-Related; 03/15/2019; 1 to 9 hours per month; 0 during trading hours / Iowa City Boys Baseball; Board Member; 200 Park Road, Iowa City, IA 52246, ,; Not Investment-Related; 02/19/2015; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-22
  • S63 Uniform Securities Agent State Law Examination
    1997-09-22
Other Names
  • Rob Rindels
  • Robert Rindels

View on SEC IAPD

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