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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
1285 Avenue Of The Americas 20Th Floor, New York, NY 10019 • United States
Darien, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 11/2013 | 01/2017 |
| Ubs Financial Services | New York | NY | 01/2017 | Present |
NAME OF OTHER BUSINESS:Game Conservancy USA / INVESTMENT RELATED?: N / ADDRESS: 500 Post Road East 2nd floor,Westport,Ct / NATURE OF THE BUSINESS: Wildlife conservation trust and charity/ POSITION:Member of Board of directors / DUTIES:Advisory / START DATE: 3/31/2023 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-06-19 |
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