Julian Kamaunu Romero

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1996 → Present
  Dole Intermediate, State Of Hawaii
  Kalihi, HI
• 11/2015 → 11/2017
  National Planning Corporation
  Honolulu, HI
• 11/2017 → Present
  Lpl Financial Llc
  Honolulu, HI

Previous Registrations

• 2015-11-09 → 2017-11-29
  National Planning Corporation
  Honolulu, HI
• 2014-11-12 → 2015-01-29
  Valic Financial Advisors, Inc.
  Honolulu, HI

Other Businesses

1. 11/29/2017 - State of Hawaii - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Music Teacher - Start Date 1/1/2015 - 90 Hours Per Month/41 During Securities Trading. 2. 03/06/2019 - No business name - Not investment related - Home based - Music Royalties - start date:02/11/2019 - 1 hr/mo - Composer. 3. 03/14/2025 - No Business Name - Non-Variable Insurance - Home Based - Investment Related - Start Date:04/01/2025 - 2Hrs/Mnth 1Hrs During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-10-10
• S63 Uniform Securities Agent State Law Examination
  1998-04-25