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Samuel Homer Polk

Morgan Stanley

New York, NY

New York, NY

Bedford Hills, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-04-15
NJ RA APPROVED 2013-02-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • NJ RA
    APPROVED
    Since 2013-02-01

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

399 Park Avenue 12Th Floor, New York, NY 10022 • United States

Bedford Hills, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 08/2014 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 08/2014 → Present
    Morgan Stanley
    New York, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2011-09-27 → 2013-02-06
    Dominick & Dickerman Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-24
S66 Uniform Combined State Law Examination 2007-12-20
S63 Uniform Securities Agent State Law Examination 2001-09-07
  • S65 Uniform Investment Adviser Law Examination
    2011-05-24
  • S66 Uniform Combined State Law Examination
    2007-12-20
  • S63 Uniform Securities Agent State Law Examination
    2001-09-07

View on SEC IAPD

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