Herbert K Smith

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 08/2017
  Discern Investment Analytics, Inc.
  New York, NY
• 11/2010 → 08/2017
  Discern Securities, Inc.
  New York, NY
• 08/2017 → 11/2017
  Morgan Stanley
  New York, NY
• 11/2017 → Present
  Morgan Stanley
  New York, NY
• 10/2017 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Other Businesses

*362975- Founders & Players, Investment related: No; Los Angeles, California; Events ; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2019; During business hours: 0; After business hours: 10; Administrative * 491549 - Estate ; Investment related Yes; Falmouth, Massachusetts; Estate ; Executor/Co-Executor; 02/2022; During business hours: 0; After business hours: 0; Estate Administration * 487735 - Estate ; Investment related Yes; Falmouth, Massachusetts; Estate ; Executor/Co-Executor; 02/2022; During business hours: 0; After business hours: 0; Estate Administration

Exams

• S66 Uniform Combined State Law Examination
  2000-05-03

Other Names

• Kermer H Smith
• Kerner H Smith
• Herbert Kerner Smith
• Kerner Smith