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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-09-30 |
| FL | RA | APPROVED | 2022-09-07 |
| NV | RA | APPROVED | 2022-09-02 |
| HI | RA | APPROVED | 2022-08-31 |
| CA | RA | APPROVED | 2022-08-19 |
| NM | RA | APPROVED | 2022-08-19 |
Branch Locations
1001 Bishop Street Suite 1505, Hololulu, HI 96813 • United States
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Independent Securities Group | Eagle | ID | 04/2010 | 08/2022 |
| Kingswood Capital Partners, Llc | Homolulu | HI | 08/2022 | Present |
| Kingswood Wealth Advisors, Llc | Honolulu | HI | 08/2022 | Present |
1) Michael Nakanishi - not investment related - 1001 Bishop Street Suite 1505 Honolulu, HI 96813 - administrative and business consulting/fixed insurance business - owner - 7/1998 - 10 - none - conducts consulting on business management and administration//sell universal, whole, & equity-indexed life insurance., health insurance, term insurance, and fixed annuities. 2) Michael Nakanishi - not investment related - 1001 Bishop Street Suite 1505 Honolulu, HI 96813 - rent collection - owner - 4/1/2018 - 4 hours - 0 hours - renting office space to attorneys and a judge.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-28 |
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