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John Walter Randall

1834 Investment Advisors Co.

St. Louis Park, MN

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Current Employers
1834 Investment Advisors Co.

511 N Broadway Suite 801, Milwaukee, WI 53202 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-02-06
  • MN RA
    APPROVED
    Since 2024-02-06

Branch Locations

1601 Utica Avenue South, St. Louis Park, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities, Inc Minnetonka MN 10/2014 02/2020
Hkfs Dubuque IA 09/2014 02/2020
Kestra Investment Services, Llc - Ap Bloomington MN 03/2020 03/2022
Old National Bank Minneapolis MN 10/2023 Present
Lpl Financial Llc Minneapolis MN 10/2023 09/2024
Unemployed Minneapolis MN 03/2022 10/2023
1834 Investment Advisors Co. Minneapolis MN 02/2024 Present
  • 10/2014 → 02/2020
    Proequities, Inc
    Minnetonka, MN
  • 09/2014 → 02/2020
    Hkfs
    Dubuque, IA
  • 03/2020 → 03/2022
    Kestra Investment Services, Llc - Ap
    Bloomington, MN
  • 10/2023 → Present
    Old National Bank
    Minneapolis, MN
  • 10/2023 → 09/2024
    Minneapolis, MN
  • 03/2022 → 10/2023
    Unemployed
    Minneapolis, MN
  • 02/2024 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

1) 10/12/2023- 1834 - A Division of old National Bank- Financial Institution Duty/ Senior Retirement Plan Advisor - Inv. related- At Reported Business Location(s) - start date 8/14/2023 - 40 Hours Per Month/ During Trading 2) 08/01/2024 - 1834 Investment Advisors - Registered Investment Advisor - Senior Retirement Plan Advisor - Investment Related - At Reported Business Location(s) - Start Date 02/21/2024 - 160 Hours per Month/ During Trading - I provide investment advisory services through 1834 Investment Advisors, an independent investment advisor firm. I started this business activity in 02/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-17
S66 Uniform Combined State Law Examination 2006-03-06
S63 Uniform Securities Agent State Law Examination 1997-07-22
  • S65 Uniform Investment Adviser Law Examination
    2020-08-17
  • S66 Uniform Combined State Law Examination
    2006-03-06
  • S63 Uniform Securities Agent State Law Examination
    1997-07-22

View on SEC IAPD

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