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511 N Broadway Suite 801, Milwaukee, WI 53202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-02-06 |
Branch Locations
1601 Utica Avenue South, St. Louis Park, MN 55416 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities, Inc | Minnetonka | MN | 10/2014 | 02/2020 |
| Hkfs | Dubuque | IA | 09/2014 | 02/2020 |
| Kestra Investment Services, Llc - Ap | Bloomington | MN | 03/2020 | 03/2022 |
| Old National Bank | Minneapolis | MN | 10/2023 | Present |
| Lpl Financial Llc | Minneapolis | MN | 10/2023 | 09/2024 |
| Unemployed | Minneapolis | MN | 03/2022 | 10/2023 |
| 1834 Investment Advisors Co. | Minneapolis | MN | 02/2024 | Present |
1) 10/12/2023- 1834 - A Division of old National Bank- Financial Institution Duty/ Senior Retirement Plan Advisor - Inv. related- At Reported Business Location(s) - start date 8/14/2023 - 40 Hours Per Month/ During Trading 2) 08/01/2024 - 1834 Investment Advisors - Registered Investment Advisor - Senior Retirement Plan Advisor - Investment Related - At Reported Business Location(s) - Start Date 02/21/2024 - 160 Hours per Month/ During Trading - I provide investment advisory services through 1834 Investment Advisors, an independent investment advisor firm. I started this business activity in 02/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-17 |
| S66 | Uniform Combined State Law Examination | 2006-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-22 |
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