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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-05 |
| UT | RA | APPROVED | 2009-10-05 |
Branch Locations
60 E South Temple St Ste 950, Salt Lake City, UT 84111-1004 • United States
Washington, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Midvale | UT | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Midvale | UT | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Salt Lake City | UT | 03/2020 | Present |
Business Ownership; Baxter Dance Holdings, LLC; Co-owner; Real Estate; 1527 S Arabian Ct, , Washington, UT, 84780; Not Investment-Related; 06/01/2025; 0 hours per month; 0 during trading hours / Baxter Bunch Holdings, LLC; Co-owner; Real Estate; 953 W Akoya Pearl Rd, Building #2, Unit 306, St. George, UT, 84770; Not Investment-Related; 06/01/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Weber State University; Be a member of the Weber State University endowment / foundation committee. Primarily reviewing 3 times a year the universities distribution rate from the endowment and foundation. This group typically consists of 8-10 members with 3 to 4 of them being alumni members; 3848 Harrison Blvd, , Ogden, UT, 84408; Investment-Related; 02/09/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-07 |
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