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Denise J Libow

Morgan Stanley

Boca Raton, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-10
TX RA APPROVED 2023-02-09
  • FL RA
    APPROVED
    Since 2023-02-10
  • TX RA
    APPROVED
    Since 2023-02-09

Branch Locations

1801 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Boca Raton FL 10/2012 11/2016
Wells Fargo Clearing Services, Llc Boca Raton FL 11/2016 01/2023
Morgan Stanley Boca Raton FL 01/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-23
S63 Uniform Securities Agent State Law Examination 2003-05-29
  • S66 Uniform Combined State Law Examination
    2008-02-23
  • S63 Uniform Securities Agent State Law Examination
    2003-05-29
Other Names
  • Denise J Libow
  • Denise J. Libow

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
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ISAM FUNDS (USA) LLC
J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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