Brian Christopher Sauer

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2001-07-13

TX RA
APPROVED

Since 2001-07-13

Branch Locations

4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Houston	TX	07/2001	Present

07/2001 → Present

Ubs Financial Services Inc.

Houston, TX

Other Businesses

1) Lindsay Sauer Trust UQ Elizabeth Sauer deceased 2/15/14/ Investment related?;yes / Houston, TX US77027 / Trustee/ start date: 2/15/2014 2) Hunter Sauer Trust UW Elizabeth Sauer deceased 2/15/14/ investment related?:yes / Houston, TX, US7 7027/ Trustee /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-12

S66 Uniform Combined State Law Examination

2000-07-12

Other Names

Brian C. Sauer

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

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