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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2005-01-10
  • CT RA
    APPROVED
    Since 2005-01-10

Branch Locations

675 Third Avenue Suite 900, New York, NY 10017 • United States

175 Capital Boulevard 4Th Floor, Rocky Hill, CT 06067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Services Inc Montpelier VT 04/2004 Present
Other Businesses

*ASSOCIATED BUSINESS CONTRACTORS-CONNECTICUT CHAPTER, NOT INV REL. LOCATED IN CT, CONTRACTOR ASSOC, MEMBERSHIP DIRECTOR, 3/15/06-PRES, 5-10 HR/MO, DUR TRD HRS, I ATTRACT AND RETAIN MEMBERS TO THE ASSOC. I RECEIVE NO COMP. *360 FEDERAL CREDIT UNION. 191 ELLA GRASSO TURNPIKE, WINDSOR LOCKS, CT. NOT INV REL. BOARD MEMBER/BOARD OF DIRECTORS. CURRENTLY ENGAGED. 1 HR/MO. DURING TRADE HRS. *WEALTHBRIDGE FINANCIAL GROUP. 675 THIRD AVE SUITE 900 NY NY. INV REL. MARCH 2023. FIXED INS. EXEC VP. FIXED INS SALES/SERVICE. DURING TRADE HRS. *CONSTRUCTION EDUCATION CENTER (CEC). 35A ROBERT JACKSON WAY, PLAINVILLE CT. 01/14/2026. NON-PROFIT TRAINING ORG (CARPENTRY, ELECTRICAL, HVAC, PLUMBING, AND SHEET METAL TRADES). MEMBER. GRANT WRITING SUBCOMMITTEE, DURING SOME TRADE HRS*FINANCIAL WELLNESS CONSULTING,175 CAPITAL BOULEVARD, 4TH FLOOR, ROCKY HILL, CT 06067,07/2024,ONGOING,INV REL,DURING TRD/HRS, AGENT,TEACHING CLIENTS ABOUT FINANCIAL WELLNESS, 4 HRS/WK*FOUNDATION WEALTH PARTNERS,175 CAPITAL BLVD 4TH FLOOR, ROCKY HILL, CT 06067,04/01/2025,INV REL,DURING TRD/HRS,ONGOING,PRESIDENT & CEO,OWNER,INSURANCE,100%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-07
S63 Uniform Securities Agent State Law Examination 1999-06-23
  • S65 Uniform Investment Adviser Law Examination
    2005-01-07
  • S63 Uniform Securities Agent State Law Examination
    1999-06-23

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