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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-05-24 |
| NC | RA | APPROVED | 2007-12-05 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenville | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenville | NC | 11/2016 | Present |
GREATER GREENVILLE COMMUNITY FOUNDATION, INV RELATED, GREENVILLE, NC, INVESTMENT ADVISORY BOARD CHAIRMAN, START 5/1/2013, 3 HOURS PER MONTH, 3 HOURS DURING TRADING. ONE JONES HOLDING LLC, NOT INV RELATED, GREENVILLE, NC, 100% OWNERSHIP, START 10/17/2017, ZERO HOURS PER MONTH, OWNERSHIP OF LIMOUSINE TRANSPORT COMPANY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-21 |
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