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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2000-12-19
  • IL RA
    APPROVED
    Since 2000-12-19

Branch Locations

520 Lake Cook Road Suite 270, Deerfield, IL 60015 • United States

Glenview, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
National Football League New York NY 08/2024 Present
  • 09/1999 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/1999 → Present
    New York, NY
  • 08/2024 → Present
    National Football League
    New York, NY
Other Businesses

OUTSIDE INSURANCE BROKERAGE. PUBLIC SPEAKING AND LECTURES, RELATED FOOTBALL EXPERIENCES, STARTED 1.2002, 5 HRS PER MO, 2000 PER MO. NATIONAL FOOTBALL LEAGUE, GAME DAY UNIFORM INSPECTOR, 08.2024, 30 HOURS/MONTH, 10000 ANNUAL COMP. GPS FINANCIAL SOLUTIONS, LLC, PARTNER, START 3.2022, 4 HRS PER MONTH, NO COMP. DBA: GOAL POINT STATEGIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-04
S63 Uniform Securities Agent State Law Examination 1997-07-18
  • S65 Uniform Investment Adviser Law Examination
    1999-06-04
  • S63 Uniform Securities Agent State Law Examination
    1997-07-18
Other Names
  • Jim Morrissey
  • James Morrissey

View on SEC IAPD

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