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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-22 |
| WA | RA | APPROVED | 2017-09-13 |
Branch Locations
41 W Riverside Ave Stes 400 & 500, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Spokane | WA | 06/2002 | 09/2017 |
| Wells Fargo Clearing Services Llc | Spokane | WA | 09/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-25 |
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