Best Investors Account Sign in
Inactive

Gage Thomas Houser

Hcm Wealth

San Rafael, CA

CRD 2908419

Claim This Profile
Employer firm

Hcm Wealth CRD 106158

$942M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Hcm Wealth

1101 Fifth Avenue Suite 160, San Rafael, CA 94901 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

1101 Fifth Avenue Suite 160, San Rafael, CA 94901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hutchinson Capital Management Larkspur CA 02/2008 01/2026
Hcm Wealth San Rafael CA 01/2026 Present
  • 02/2008 → 01/2026
    Hutchinson Capital Management
    Larkspur, CA
  • 01/2026 → Present
    San Rafael, CA
Previous Registrations
  • 2009-11-12 → 2011-12-31
    San Rafael, CA
  • 2003-09-09 → 2004-04-16
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-10-09
  • S66 Uniform Combined State Law Examination
    1997-10-09
Designations
  • Chartered Financial Analyst
Other Names
  • Gage Houser

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in San Rafael, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor