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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-30 |
| IL | RA | APPROVED | 2009-12-11 |
Branch Locations
1603 Orrington Ave., Ste 1250, Evanston, IL 60201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Evanston | IL | 12/2009 | Present |
1. 12/11/2009: Clear Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/31/2016: Lawrence Vick CFP Corp - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/20/2010 - 2 Hours Per Month/0 Hours During Securities Trading. 3. 6/10/2016: Vicks Bricks, LLC - Investment Related - Chicago, IL - Real Estate Rental - Started 01/01/2005 - 6 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-01-12 |
| S65 | Uniform Investment Adviser Law Examination | 1999-03-05 |
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