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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-25 |
Branch Locations
301 E Colorado Blvd Ste 850, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Pasadena | CA | 01/2011 | 10/2016 |
| Unionbanc Investment Services | Los Angeles | CA | 10/2016 | 04/2019 |
| Independent Financial Group | Porter Ranch | CA | 04/2019 | 10/2022 |
| Lpl Financial Llc | Pasadena | CA | 10/2022 | Present |
1- 03/24/2026 - Austin Park - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/19/2026 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-02 |
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