Best Investors Account Sign in

Stephen D. Pate

Edward Jones

Westbrook, ME

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-17
ME RA APPROVED 2014-09-12
  • TX RA
    APPROVED_RES
    Since 2019-01-17
  • ME RA
    APPROVED
    Since 2014-09-12

Branch Locations

869 Main Street Suite 700, Westbrook, ME 04092-2867 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Westbrook ME 05/1997 Present
  • 05/1997 → Present
    Edward D. Jones & Co., L.P.
    Westbrook, ME
Other Businesses

Online Retail Photography Old Orchard Beach, ME Start date: 4/1/2021 Partner Hours per week: 2 Hours during trading: 0 Taking pictures and uploading them to the site.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
S63 Uniform Securities Agent State Law Examination 1997-09-08
  • S66 Uniform Combined State Law Examination
    2007-01-30
  • S63 Uniform Securities Agent State Law Examination
    1997-09-08
Other Names
  • Stephen Douglas Pate

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Westbrook, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor