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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APP_PEND_IARCE 2026-01-01
  • TN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

1600 Division St Ste 400, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2008 Present
Northwestern Mutual Investment Services, Llc Nashville TN 04/2008 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2009 Present
  • 04/2008 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2008 → Present
    Nashville, TN
  • 05/2009 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2005-10-31 → 2008-04-11
    Osaic Services, Inc.
    Phoenix, AZ
    Nashville, TN
  • 2004-03-26 → 2005-10-31
    Spelman & Co., Inc.
    Nashville, TN
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% Owner, Freelance writing, 3801 Nevada Ave, Nashville, , Tennessee, 37209, United States of America, Non-Financial Services Business, START DATE: 11/19/2015, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, Independently provide content (articles) to sports-related websites on ad hoc basis. 3. TREASURER, JONATHAN EDWARDS CLASSICAL ACADEMY, 4479 JACKSON RD, WHITES CREEK, , TENNESSEE, 37189, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 04/17/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER - RESPONSIBILITIES LIMITED TO REVIEWING FINANCIAL DATA PROVIDED BY BOOKKEEPER, INTERPRETING AND CONVEYING THAT INFORMATION TO THE BOARD; HELP FINANCE DEPARTMENT REVIEW SCHOLARSHIP DECISIONS. BOARD MEMBER - MONTHLY MEETINGS TO DISCUSS THE SCHOOL'S STRATEGIC INITIATIVES 4. OWNER, QUANTUM GROWTH, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 05/21/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-30
S63 Uniform Securities Agent State Law Examination 1997-08-05
  • S66 Uniform Combined State Law Examination
    2003-07-30
  • S63 Uniform Securities Agent State Law Examination
    1997-08-05

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