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Melissa Ann Couch

Principal Securities, Inc.

Des Moines, IA

South Grafton, MA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-02-25
  • MA RA
    APPROVED
    Since 2020-02-25

Branch Locations

711 High St, Des Moines, IA 50392 • United States

South Grafton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Boston MA 08/2012 11/2018
Royal Alliance Associates, Inc. Jersey City NJ 11/2018 12/2019
Principal Securities, Inc. South Grafton MA 01/2020 Present
Principal Life Insurance Company South Grafton MA 12/2019 Present
  • 08/2012 → 11/2018
    Jhfn Sii
    Boston, MA
  • 11/2018 → 12/2019
    Royal Alliance Associates, Inc.
    Jersey City, NJ
  • 01/2020 → Present
    Principal Securities, Inc.
    South Grafton, MA
  • 12/2019 → Present
    Principal Life Insurance Company
    South Grafton, MA
Previous Registrations
  • 2018-11-02 → 2019-12-17
    Osaic Wealth, Inc.
    Scottsdale, AZ
    Boston, MA
  • 2012-08-10 → 2018-11-02
    Signator Investors, Inc.
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-09
S63 Uniform Securities Agent State Law Examination 2003-10-24
  • S66 Uniform Combined State Law Examination
    2007-07-09
  • S63 Uniform Securities Agent State Law Examination
    2003-10-24
Other Names
  • Melissa A Peterson
  • Melissa Ann Peterson
  • Melissa Couch

View on SEC IAPD

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OSAIC INSTITUTIONS, INC.
EQUITABLE ADVISORS, LLC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
EDWARD JONES
WEST FINANCIAL ADVISORS, L.L.C.
AVANTAX PLANNING PARTNERS, INC.
PROSPECTIVE VALUE PARTNERS LLC

Other Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers
ARRON STEVEN CRAMER
RICHARD STEVENS YODER
AARON PLASKAS
CHRISTOPHER E JANDA
Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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