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Gloria Rodriguez

Wells Fargo Advisors Financial Network, LLC

Pasadena, CA

Westlake Village, CA

Claremont, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-08
TX RA APPROVED 2022-09-08
  • CA RA
    APPROVED
    Since 2022-09-08
  • TX RA
    APPROVED
    Since 2022-09-08

Branch Locations

155 North Lake Avenue 8Th Floor [Satellite], Pasadena, CA 91101 • United States

200 N Westlake Blvd Ste 202, Westlake Village, CA 91362 • United States

101 N Indian Hill Blvd Suite C1-207 [Satellite], Claremont, CA 91711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Pasadena CA 12/2012 11/2016
Wells Fargo Clearing Services, Llc Pasadena CA 11/2016 09/2022
Wells Fargo Advisors Financial Network, Llc ( Westlake Village CA 09/2022 Present
  • 12/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Pasadena, CA
  • 11/2016 → 09/2022
    Wells Fargo Clearing Services, Llc
    Pasadena, CA
  • 09/2022 → Present
    Wells Fargo Advisors Financial Network, Llc (
    Westlake Village, CA
Previous Registrations
  • 2013-01-08 → 2022-09-08
    Wells Fargo Clearing Services, Llc
    Pasadena, CA
    Westlake Village, CA
  • 2011-10-13 → 2013-01-04
    Bancwest Investment Services, Inc.
    Downey, CA
    Bellflower, CA
    Lakewood, CA
    Long Beach, CA
    City Of Commerce, CA
    Northridge, CA
    South Gate, CA
    Woodland Hills, CA
    Northridge, CA
    Santa Monica, CA
    Culver City, CA
  • 2011-01-03 → 2011-10-10
    Wells Fargo Clearing Services, Llc
    Pasadena, CA
  • 2005-10-04 → 2011-01-03
    Wells Fargo Investments, Llc
    Pasadena, CA
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-01
  • S66 Uniform Combined State Law Examination
    2005-10-01

View on SEC IAPD

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Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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