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W Eliott Grigg

Ameriprise Financial Services, LLC

Barrington, IL

Elgin, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-12-02
IL RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2014-12-02
  • IL RA
    APPROVED
    Since 2009-10-05

Branch Locations

540 W Northwest Hwy Ste E100, Barrington, IL 60010-3051 • United States

Elgin, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lake Zurich IL 10/2009 03/2020
Ameriprise Financial Services, Inc. Lake Zurich IL 10/2009 03/2020
Ameriprise Financial Services, Llc Barrington IL 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Lake Zurich, IL
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Lake Zurich, IL
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Barrington, IL
Previous Registrations
  • 2003-06-26 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Barrington, IL
    Lake Zurich, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-25
S63 Uniform Securities Agent State Law Examination 1999-08-11
  • S65 Uniform Investment Adviser Law Examination
    2001-07-25
  • S63 Uniform Securities Agent State Law Examination
    1999-08-11
Other Names
  • William Eliott Grigg

View on SEC IAPD

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Other Offices

MERIT FINANCIAL ADVISORS · Barrington, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Barrington, IL
PATRICK M. SWEENEY & ASSOCIATES, INC · Barrington, IL
SEQUOIA WEALTH MANAGEMENT, LLC · Barrington, IL
LPL FINANCIAL LLC · BARRINGTON, IL
CARTER FINANCIAL GROUP, INC. · BARRINGTON, IL
EDWARD JONES · BARRINGTON, IL
TORANA GROUP LLC · BARRINGTON, IL

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