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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
215 N Marengo Ave Ste 310 Floor 3, Pasadena, CA 91101 • United States
Pasadena, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Express Financial Advisors Inc. | Boston | MA | 06/1997 | 03/2020 |
| Ameriprise Financial Services, Llc | Glendale | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 1115 Cordova St #320, Pasadena, CA 91106, ,; ; . Business Ownership; Aussie Inc; PAPERWORK, marketing; Car Rental; 570 N Lake Ave, , Pasadena, CA, 91101; Not Investment-Related; 09/01/2006; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-07-21 |
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