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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| IA | RA | APPROVED | 2005-01-19 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Des Moines | IA | 09/1989 | Present |
| Principal Securities Inc | West Des Moines | IA | 03/2016 | Present |
**GROUP BENEFITS. ROLE: OFFER UNITED HEALTH CARE GROUP MEDICAL PRODUCTS TO MY CLIENTS. EFFECTIVE DATE - 9/27/2010. NOT INVESTMENT RELATED. **GROUP HEALTH INSURANCE. 05/07/2014. SELLING GROUP HEALTH INSURANCE PRODUCTS THROUGH VARIOUS CARRIERS. **Lee Bissmeyer; Not Investment Related; West Des Moines, IA; Musician; compose, produce, arrange, and perform music in live and studio settings; Start Date: 12/20/2019; 2 hrs per month; 0 during trading hours. **KEEP IOWA BEAUTIFUL POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/14/2024 ADDRESS: 2910 Westown Pkwy, Suite 302, West Des Moines IA 50266, United States DESCRIPTION: As a board member, be involved in implementation decisions of Keep Iowa Beautiful Programs, including Hometown Pride, No Litter, Paint Iowa Beautiful and scholarships. **PROJECT HO:PE AFRICA POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2024 ADDRESS: 317 6th Ave, Des Moines IA 50309, United States DESCRIPTION: As a member of the board, I will be involved in discussing strategies for ongoing implementation of services in South Africa. **PRECISION METALFORMING ASSOCATION POSITION: Board of Advisors Member NATURE: Board of Advisors (not financial advisor) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/26/2024 ADDRESS: 110 Foster Dr, Des Moines IA 50312, United States DESCRIPTION: Member of Board of Advisors. Act in a consultative capacity when called upon. PMA is focused on education and support of Metalforming companies. This role is purely advisory and will typically be involved in conversations around how PMA can better support the activities of businesses in the metal manufacturing industry. Will not have influence or part take with the Functions of the Board of Directors - solely the Advisory Board and the two are totally separate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-14 |
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