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Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2025-08-18
WI RA APPROVED 2025-07-24
IN RA APPROVED 2025-03-11
DC RA APPROVED 2024-08-27
MD RA APPROVED 2024-04-15
OK RA APPROVED 2023-02-21
NY RA APPROVED 2022-08-24
DE RA APPROVED 2022-02-14
CA RA APPROVED 2020-09-22
KS RA APPROVED 2019-06-05
LA RA APPROVED 2019-05-28
TX RA APPROVED_RES 2019-05-07
MN RA APPROVED 2019-03-01
CO RA APPROVED 2018-10-25
IL RA APPROVED 2018-10-03
MO RA APPROVED 2018-07-12
VA RA APPROVED 2018-05-03
VT RA APPROVED 2017-11-30
KY RA APPROVED 2017-11-20
PA RA APPROVED 2017-11-06
SC RA APPROVED 2017-11-02
OR RA APPROVED 2017-01-09
UT RA APPROVED 2013-07-11
WA RA APPROVED 2012-10-02
MA RA APPROVED 2012-04-17
MS RA APPROVED 2012-03-16
NC RA APPROVED 2012-01-30
AL RA APPROVED 2012-01-24
MI RA APPROVED 2011-08-18
GA RA APPROVED 2011-01-06
FL RA APPROVED 2008-01-17
  • WV RA
    APPROVED
    Since 2025-08-18
  • WI RA
    APPROVED
    Since 2025-07-24
  • IN RA
    APPROVED
    Since 2025-03-11
  • DC RA
    APPROVED
    Since 2024-08-27
  • MD RA
    APPROVED
    Since 2024-04-15
  • OK RA
    APPROVED
    Since 2023-02-21
  • NY RA
    APPROVED
    Since 2022-08-24
  • DE RA
    APPROVED
    Since 2022-02-14
  • CA RA
    APPROVED
    Since 2020-09-22
  • KS RA
    APPROVED
    Since 2019-06-05
  • LA RA
    APPROVED
    Since 2019-05-28
  • TX RA
    APPROVED_RES
    Since 2019-05-07
  • MN RA
    APPROVED
    Since 2019-03-01
  • CO RA
    APPROVED
    Since 2018-10-25
  • IL RA
    APPROVED
    Since 2018-10-03
  • MO RA
    APPROVED
    Since 2018-07-12
  • VA RA
    APPROVED
    Since 2018-05-03
  • VT RA
    APPROVED
    Since 2017-11-30
  • KY RA
    APPROVED
    Since 2017-11-20
  • PA RA
    APPROVED
    Since 2017-11-06
  • SC RA
    APPROVED
    Since 2017-11-02
  • OR RA
    APPROVED
    Since 2017-01-09
  • UT RA
    APPROVED
    Since 2013-07-11
  • WA RA
    APPROVED
    Since 2012-10-02
  • MA RA
    APPROVED
    Since 2012-04-17
  • MS RA
    APPROVED
    Since 2012-03-16
  • NC RA
    APPROVED
    Since 2012-01-30
  • AL RA
    APPROVED
    Since 2012-01-24
  • MI RA
    APPROVED
    Since 2011-08-18
  • GA RA
    APPROVED
    Since 2011-01-06
  • FL RA
    APPROVED
    Since 2008-01-17

Branch Locations

397 Palm Coast Parkway Sw Suite #301, Palm Coast, FL 32164 • United States

2100 Fleischmann Road, Tallahassee, FL 32308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Tallahassee Lions Club Tallahassee FL 07/2002 Present
Centaurus Financial, Inc. Orange CA 07/2007 Present
Other Businesses

ESTATE PLANNING TEAM, NON-INVESTMENT RELATED, 45110 CLUB DRIVE, INDIAN WELLS, CA 92210, PROSPECTING TO CLIENTS TO EXPLAIN OR EDUCATE THEM ON DEFERRED SALES TRUST STRATEGY, MEMBER, SINCE 11/1/2016. FIRST FRANKLIN ADVISORS, LLC DBA TALLAHASSEE ECONOMIC INDEX, NON-INVESTMENT RELATED, 2528 BARRINGTON CIRCLE, SUITE #1, TALLAHASSEE, FL 32308, RUN, MANAGE, OVERSEE AND MAINTAIN A LOCAL COMMUNITY RESEARCH PROJECT TO CREATE A LOCAL ECONOMIC INDEX THAT GAUGES BUSINESS ACTIVITY IN OUR COMMUNITY, OWNER, SINCE 5/1/2013, DEVOTED TIME IS 10 HRS A MONTH, OVERSEE THE DATA ENTRY INTO THE INDEX, TAKE A LOOK AT THE FINAL PRODUCT. DBA FIRST FRANKLIN FINANCIAL SERVICES, MANAGER, 2528 BARRINGOTN CIRCLE, #1, TALLAHASSEE, FL 32308, BRANDING PURPOSES ONLY, DEVOTED TIME IS 160 HRS A MONTH, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-28
S63 Uniform Securities Agent State Law Examination 2004-03-12
  • S66 Uniform Combined State Law Examination
    2007-11-28
  • S63 Uniform Securities Agent State Law Examination
    2004-03-12
Other Names
  • Brett Franklin Ewing
  • Brett F Ewing
  • Brett Franklin Ewing

View on SEC IAPD

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