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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-11-01
TX RA APPROVED 2012-11-01
  • OH RA
    APPROVED
    Since 2012-11-01
  • TX RA
    APPROVED
    Since 2012-11-01

Branch Locations

5007 Horizons Drive, Columbus, OH 43220 • United States

180 Market St. Ste. 200, New Albany, OH 43054 • United States

Gahanna, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Columbus OH 11/2012 Present
Previous Registrations
Other Businesses

CAROLYN YOUNG / BUSINESS CONSULTING AND REAL ESTATE/ 994 RIVA RIDGE BLVD GAHANNA, OH 43230 / PROVIDE FINANCING OPTIONS FOR WIFE'S REAL ESTATE CLIENTS/ THERE IS NO DIRECT CONTACT WITH CLIENTS. I PROVIDE INFORMATION TO MY WIFE AND THEN SHE INTERN COMMUNICATES DIRECTLY WITH HER CLIENTS IN REGARDS TO VARIOUS FINANCING / START DATE 12/31/2007 / 20 HRS. UBER / 994 Riva Ridge Blvd Gahanna,Ohio 43230 / No/ Privately Held / USD / No / No / / Start Date 12/30/2016 / Evolve 4 Tomorrow LLC / United States / 994 Riva Ridge Blvd / Gahanna / Ohio / United States / 43230 / / No / Partnership / / Other / Consulting for purpose of Family LLC / Family LLC for estate planning purpose and asset protection / Active Partner / / Sole Manager of the Family LLC / 1 / No / Yes / / No / / Yes / Yes / 48 / / Yes / Gahanna, OH USA / No / / Yes / / Both of my children Dylan Young and Kaya Young are owners of the Family LLC along with myself, I am the sole manager, estate planning and asset protection. / No NJ REVOLUTION LLC,OhioUnited States,LLC for real estate investingLLC For real estate investing, This is an LLC with my wife Nanae Konno, we do not have any securities investments but if there is an account opened it will be at UBS.,Member managed LLC, Start date 3/17/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-03
S63 Uniform Securities Agent State Law Examination 1998-08-27
  • S66 Uniform Combined State Law Examination
    2000-07-03
  • S63 Uniform Securities Agent State Law Examination
    1998-08-27
Designations

View on SEC IAPD

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