Stacey Neal Brooks

Current Employers

Employment History

• 01/2004 → 10/2021
  Cetera Advisors Llc
  Marietta, OH
• 06/2026 → Present
  Maridea Wealth Management Llc
  Marietta, OH
• 06/2026 → Present
  Private Client Services
  Marietta, OH
• 10/2021 → 06/2026
  Lpl Financial Llc
  Marietta, OH

Previous Registrations

• 2021-10-04 → 2026-06-15
  Lpl Financial Llc
  Marietta, OH
  Chillicothe, OH
  San Diego, CA
  Marietta, OH
  Chillicothe, OH
• 2012-02-27 → 2021-10-05
  Cetera Advisors Llc
  Chillicothe, OH
  Marietta, OH
  Marietta, OH

Other Businesses

1) Maridea Wealth Management dba River Cities Financial Services; investment-related; 25 Kent Avenue, Suite 401, Brooklyn NY 11249; registered investment adviser firm; investment adviser representative; start date 06/2026; 130 hours per month; 120 hours per month during trading hours. 2) Dietz, Futrell & Walters insurance; investment-related; 324 4th Street, Marietta, Ohio 45750; insurance agency providing property & casualty, life, and health insurance products to individuals or businesses; insurance agent assisting clients in acquiring various types of insurance; 10 hours per month; 5 hours per month during trading hours. 3) Stacey’s Tax Service; not investment-related; 806 Ferry Street, Beverly, OH 45715; income tax preparation; owner/partner – prepare and file income tax returns; 10 hours per month; 0 hours per month during trading hours. 4) Village of Beverly Board of Public Affairs; not investment-related; 919 Mitchell Avenue, Beverly, OH 45715; provide safe drinking water and process wastewater for residents of the Village of Beverly; president of the board – make decisions that include plans for the allocation of resources of the enterprise fund and stay compliant with EPA; 2 hours per month; 0 hours per month during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-03-20

Other Names

• Stacey Neal Brooks