Ronald Todd Proctor

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Germantown	TN	02/2014	11/2018
Charles Schwab Bank	Germantown	TN	02/2014	11/2018
Td Ameritrade	Memphis	TN	11/2018	06/2020
Fidelity Investments	Germantown	TN	06/2020	Present
Fidelity Investments	Boston	MA	03/2025	Present

2020-09-18 → 2025-03-31

Fidelity Personal And Workplace Advisors

Germantown, TN
2018-12-11 → 2020-06-30

Td Ameritrade, Inc.

Germantown, TN
2018-12-11 → 2020-06-30

Td Ameritrade Investment Management, Llc

Memphis, TN
2014-03-13 → 2018-11-28

Charles Schwab & Co., Inc.

Germantown, TN

Sandy Springs, GA
2014-01-21 → 2014-02-10

Cetera Investment Advisers Llc

Schaumburg, IL
2013-01-11 → 2014-01-21

Cetera Investment Services Llc

St Cloud, MN

Germantown, TN
2012-01-31 → 2013-01-23

Charles Schwab & Co., Inc.

Germantown, TN
2009-06-01 → 2011-03-11

Morgan Stanley

Memphis, TN
2008-06-05 → 2009-06-01

Citigroup Global Markets Inc.

Memphis, TN
2006-07-07 → 2006-07-17

North Star Financial Group Llc

Cordova, TN
2004-01-08 → 2004-07-20

Ncf Financial Services, Inc.

Memphis, TN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-02
S63	Uniform Securities Agent State Law Examination	1997-07-22

Other Firms