Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-03-03
  • CA RA
    APPROVED
    Since 2014-03-03

Branch Locations

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

829 Orange Ave, Coronado, CA 92118 • United States

10707 Camino Ruiz, San Diego, CA 92126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Diego CA 02/2014 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2014-03-03
    San Diego, CA
    San Diego, CA
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2009-02-18 → 2009-05-02
    Wamu Investments, Inc.
    San Diego, CA
  • 2007-04-02 → 2009-02-12
    Morgan Stanley & Co. Llc
    San Diego, CA
  • 1999-11-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-30
S63 Uniform Securities Agent State Law Examination 1997-07-25
  • S65 Uniform Investment Adviser Law Examination
    1997-07-30
  • S63 Uniform Securities Agent State Law Examination
    1997-07-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor