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James Woodson West

Ubs Financial Services Inc.

College Station, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2002-01-04
  • TX RA
    APPROVED
    Since 2002-01-04

Branch Locations

175 Century Square Drive Suite 300, College Station, TX 77840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Incorporated Houston TX 12/1998 Present
Ubs Financial Services Inc. Bryan TX 05/1999 Present
Other Businesses

Brazos Christian School / 3000 W. Villa Maria Bryan,TX 77802 / Other/ Education / Pre K - 12th Grade / Member of a committee with management or supervisory functions / / Helping with Budget & forecasting / Start Date 7/1/16 Private School /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-12
  • S66 Uniform Combined State Law Examination
    2001-01-12
Other Names
  • Woody West

View on SEC IAPD

Other Firms

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LPL ENTERPRISE, LLC
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

ROBERT HENRY PUTZ
AMY JO SCHIELACK
DAVID JOHN RHODES
WADE BARKLEY MYATT
Tray Parks
ASHLEY D BRUNSON
CHARLEE SIMMONS MILLER
Ryan Johnson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLLEGE STATION, TX
TRADITIONS WEALTH ADVISORS, LLC. · COLLEGE STATION, TX
EDWARD JONES · COLLEGE STATION, TX
FIRST COMMAND ADVISORY SERVICES · College Station, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · College Station, TX
LPL ENTERPRISE, LLC · COLLEGE STATION, TX
LPL FINANCIAL LLC · COLLEGE STATION, TX
WELLS FARGO CLEARING SERVICES, LLC · COLLEGE STATION, TX

More in College Station, TX

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