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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-01-12 |
| NJ | RA | APPROVED | 2020-09-11 |
| TX | RA | APPROVED_RES | 2020-09-08 |
Branch Locations
65 Mechanic St, Ste. 107, Red Bank, NJ 07701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Freehold | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Freehold | NJ | 11/2016 | 09/2020 |
| Lpl Financial Llc | Red Bank | NJ | 09/2020 | Present |
1)09/01/2020 - Rivers Edge Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2020 2) 9/16/2021 - Retirement Partners - Not Investment Related - 14541 Delano Street, Van Nuys, CA 91411 - Business Entity For Tax/Investment Purposes Only - Started 02/15/2017 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-08 |
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