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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-07-10 |
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
2649 Strang Blvd, Suite 104, Yorktown Heights, NY 10598 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Yorktown Heights | NY | 08/2001 | 07/2025 |
| Lpl Financial Llc | Yorktown Heights | NY | 07/2025 | Present |
1. 07/2025 - Northern Westchester Financial Services - DBA for LPL Business (entity for LPL business) - Katonah, NY - INV REL - Start Date 01/01/2016 - 200hrs/mth | 140hrs during trading 2. 07/2025 - Pinebrook Planning Services - Business Entity For Tax/Investment Purposes Only - Katonah, NY - INV REL - Start Date 01/01/2016 - 200hrs/mth | 140hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-25 |
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