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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-15
PA RA APPROVED 2003-07-29
  • TX RA
    APPROVED
    Since 2023-06-15
  • PA RA
    APPROVED
    Since 2003-07-29

Branch Locations

520 S Pitt Street, Carlisle, PA 17013-3820 • United States

1717 Lititz Pike, Lancaster, PA 17601-6509 • United States

Newville, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lancaster PA 09/2005 03/2020
Ameriprise Financial Services, Llc Lancaster PA 03/2020 Present
Other Businesses

Business Ownership; 1717 Lititz Pike LLC; ; This will be an LLC that will only be used to own and operate an office building in whihch our practice will be housed.; 1717 Lititz Pike Lancaster, PA 17601, ,; Not Investment-Related; 07/01/2011; 10 to 19 hours per month; 1 to 9 during trading hours / LJS Group, LLC; ; entity established to handle expenses, hiring staff, rent and utilities; 1717 Lititz Pike Lancaster, Pa 17601, ,; Not Investment-Related; 01/01/2016; 10 to 19 hours per month; 1 to 9 during trading hours / Bechtold & Associates, LLP; ; Established to handle the expenses associated with the financial planning practice (rent, utilities, etc.) as well as plan production and consulting.; 1717 Lititz Pike Lancaster, PA 17601, ,; Not Investment-Related; 01/22/2016; 1 to 9 hours per month; 0 during trading hours. Outside Employment; LJS Group LLC; Owner - I will assist the LJS Group LLC in market research for client quality care. I will examine the digital platform choices to implement the integrated solution. I will provide training to the LJS Group LLC team members in their areas of focus.; ; 1717 Lititz Pike, , Lancaster, PA, 17601; Investment-Related; 01/01/2016; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-24
  • S63 Uniform Securities Agent State Law Examination
    1997-06-24
Designations
Other Names
  • Scott M Bechtold

View on SEC IAPD

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