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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-15 |
| PA | RA | APPROVED | 2003-07-29 |
Branch Locations
520 S Pitt Street, Carlisle, PA 17013-3820 • United States
1717 Lititz Pike, Lancaster, PA 17601-6509 • United States
Newville, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lancaster | PA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Lancaster | PA | 03/2020 | Present |
Business Ownership; 1717 Lititz Pike LLC; ; This will be an LLC that will only be used to own and operate an office building in whihch our practice will be housed.; 1717 Lititz Pike Lancaster, PA 17601, ,; Not Investment-Related; 07/01/2011; 10 to 19 hours per month; 1 to 9 during trading hours / LJS Group, LLC; ; entity established to handle expenses, hiring staff, rent and utilities; 1717 Lititz Pike Lancaster, Pa 17601, ,; Not Investment-Related; 01/01/2016; 10 to 19 hours per month; 1 to 9 during trading hours / Bechtold & Associates, LLP; ; Established to handle the expenses associated with the financial planning practice (rent, utilities, etc.) as well as plan production and consulting.; 1717 Lititz Pike Lancaster, PA 17601, ,; Not Investment-Related; 01/22/2016; 1 to 9 hours per month; 0 during trading hours. Outside Employment; LJS Group LLC; Owner - I will assist the LJS Group LLC in market research for client quality care. I will examine the digital platform choices to implement the integrated solution. I will provide training to the LJS Group LLC team members in their areas of focus.; ; 1717 Lititz Pike, , Lancaster, PA, 17601; Investment-Related; 01/01/2016; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-06-24 |
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