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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-09-17 |
| TX | RA | APPROVED | 2024-09-16 |
Branch Locations
11 N High Street, Canal Winchester, OH 43110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Canal Winchester | OH | 11/2001 | 09/2024 |
| Raymond James Financial Services Advisors, Inc | Canal Winchester | OH | 01/2009 | 09/2024 |
| Bauers Financial Group | Canal Winchester | OH | 05/2005 | 01/2023 |
| Lpl Financial | Canal Winchester | OH | 09/2024 | Present |
1) 05/12/2025 - Bauers Financial Group -Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date : 05/08/2025 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-07-10 |
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