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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-07-19 |
| FL | RA | APPROVED | 2010-11-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc | Guaynabo | PR | 11/2010 | Present |
| Bank Of America Na | Guaynabo | PR | 02/2011 | Present |
Status: APPRVD I*118845 For profit or not for profit: For-Profit Organization Name of outside business organization: S. B. Boston LLC Investment related: Y Address of business: San Juan, 911 Nature of business: LLC, Position, title, association: Other, member Start date of relationship: 1/1/2015 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: The LLC was created for estate planning purposes. My role in the LLC is a Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-21 |
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