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Mark Vincent Briggs

Briggs Wealth Management, Inc.

Glastonbury, CT

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Current Employers
Briggs Wealth Management, Inc.

221 Addison Road Unit101, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2000-10-19
  • CT RA
    APPROVED
    Since 2000-10-19

Branch Locations

221 Addison Road Unit 101, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Briggs Wealth Management, Llc Glastonbury CT 08/2000 Present
  • 08/2000 → Present
    Briggs Wealth Management, Llc
    Glastonbury, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-07-21
S65 Uniform Investment Adviser Law Examination 1997-05-27
  • S63 Uniform Securities Agent State Law Examination
    1997-07-21
  • S65 Uniform Investment Adviser Law Examination
    1997-05-27
Designations
Other Names
  • Mark Briggs

View on SEC IAPD

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USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
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