Richard Norman Fichter Iii

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 06/2024
  Securities America, Inc.
  Williamsville, NY
• 09/1999 → Present
  Richard Fichter, Iii
  Williamsville, NY
• 05/2006 → 06/2024
  Securities America Advisors Inc
  Williamsville, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Williamsville, NY

Previous Registrations

• 2021-04-22 → 2024-06-14
  Securities America Advisors, Inc.
  Williamsville, NY

Other Businesses

1. FICHTER WEALTH MGMT, INC. POSITION: CFP NATURE: Richard Fichter III DBA as Fichter Wealth Management, Inc. Fichter Wealth provides financial advice. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 5 START DATE: 11/21/2016 ADDRESS: 25 California Dr, Williamsville NY 14221 DESCRIPTION: This is my primary role servins as a financial advisor and all that that entails: Investments, financial planning, retirement, etc. 2. Named at future date to be co-Trustee on a family trust POSITION: Trustee: INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/14/2023 ADDRESS: 25 California Dr, Williamsville NY 14221 DESCRIPTION: Client has asked me to serve as co-trustee with another independent party that is a local attorney fbo of his wife and then charitable foundation. The client and attorney have laid out clear and simple instructions to follow. I understand that when the trustee role kicks in upon the client's death, I will not be able to serve as the investment advisor.

Exams

• S66 Uniform Combined State Law Examination
  2004-10-15