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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-04-14
TX RA APPROVED_RES 2021-02-05
IA RA APPROVED 2020-06-25
  • NE RA
    APPROVED
    Since 2026-04-14
  • TX RA
    APPROVED_RES
    Since 2021-02-05
  • IA RA
    APPROVED
    Since 2020-06-25

Branch Locations

5901 Mills Civic Parkway Suite 6000, West Des Moines, IA 50266 • United States

16811 Burke Street Suite 101, Omaha, NE 68118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Ames IA 05/2016 04/2020
Tiaa-Cref Individual & Institutional Services, Llc Ames IA 05/2016 04/2020
Charles Schwab & Co., Inc. West Des Moines IA 05/2020 Present
Charles Schwab Bank, Ssb West Des Moines IA 05/2020 Present
Previous Registrations
Other Businesses

Ames First United Methodist Church|Investment Related:No|516 Kellogg Ave;Ames;IA;50010;USA|Nonprofit Charitable Organizations|Finance Committee member|2025-01-28|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|attending monthly meeting 4th Tuesday evening

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-08
S63 Uniform Securities Agent State Law Examination 2007-07-31
  • S66 Uniform Combined State Law Examination
    2016-08-08
  • S63 Uniform Securities Agent State Law Examination
    2007-07-31
Other Names
  • Aaron Hard

View on SEC IAPD

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