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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-04-14 |
| TX | RA | APPROVED_RES | 2021-02-05 |
| IA | RA | APPROVED | 2020-06-25 |
Branch Locations
5901 Mills Civic Parkway Suite 6000, West Des Moines, IA 50266 • United States
16811 Burke Street Suite 101, Omaha, NE 68118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Ames | IA | 05/2016 | 04/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Ames | IA | 05/2016 | 04/2020 |
| Charles Schwab & Co., Inc. | West Des Moines | IA | 05/2020 | Present |
| Charles Schwab Bank, Ssb | West Des Moines | IA | 05/2020 | Present |
Ames First United Methodist Church|Investment Related:No|516 Kellogg Ave;Ames;IA;50010;USA|Nonprofit Charitable Organizations|Finance Committee member|2025-01-28|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|attending monthly meeting 4th Tuesday evening
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-31 |
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