Norris Brodsky

Current Employers

Employment History

• 11/2016 → 01/2024
  Wells Fargo Clearing Services, Llc
  Lutherville, MD
• 01/2024 → 05/2025
  Wells Fargo Advisors Financial Network, Llc
  Wilmington, DE
• 05/2025 → Present
  Lpl Enterprise Llc
  Pikesville, MD
• 10/2013 → 11/2016
  Wells Fargo Advisors Llc
  Lutherville, MD

Previous Registrations

• 2024-01-05 → 2025-05-22
  Wells Fargo Advisors Financial Network, Llc
  Wilmington, DE
  Towson, MD
• 2013-10-04 → 2024-01-05
  Wells Fargo Clearing Services, Llc
  Lutherville, MD
  Lutherville, MD
• 2009-06-01 → 2013-10-15
  Morgan Stanley
  Baltimore, MD
• 2000-01-22 → 2009-06-01
  Citigroup Global Markets Inc.
  Baltimore, MD
  Baltimore, MD
  Lutherville, MD
  Pikesville, MD

Other Businesses

1. 03/18/2025 - Baltimore Estates Planning Council - Non-Profit Board Member - Non Inv Related - Ellicott City, MD - Start Date 07/12/2017 - 2hrs/MTH 2. 09/02/2025-NORRIS LEE BRODSKY-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv Related-At Baltimore, MD-Start date 03/18/2025-160hrs/mth-160hrs/mth during trading 3.03/18/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/18/2025-160hrs/mth-160hrs/mth during trading 4. 10/14/2025-Steerpath Wealth-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 09/01/2025-173hrs/mth-173hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-31
• S63 Uniform Securities Agent State Law Examination
  1997-07-22

Designations

Other Names

• Norris Brodsky
• Norris L Brodsky